Investment Compliance Monitoring 

Monitor investment risks across UCITS, NURS, 40 Act,
Canadian Mutual Fund rules and Prospectus Rules

With regulations becoming more stringent and client mandates more complex, investment managers require greater safeguards against compliance breaches. FundWare incorporates these requirements through intuitive rule-building tools, advance breach management and the compliance workflows into a single, robust system that offers UCITS compliance solution as well as other regulatory compliance solutions. It delivers real-time, comprehensive, post-trade monitoring of investment restrictions including regulatory restrictions, manager and fund specific mandates with detailed audit trail and reporting.

FundWare offers broad coverage

Comprehensive derivatives functionality with look-through capability

Liquidity monitoring

Multi-jurisdiction coverage

Full documentation and analysis of all rules

Jurisdictional comparisons

Leverage calculation

Flexible and intuitive rules-building wizard

Alerts, dashboards and report builder

Comprehensive breach management and compliance workflow

FundWare is comprehensive and scalable,
available on-premise or on cloud

Fund management software

Learn more from our customer success stories


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