Investment Compliance Monitoring 

Monitor investment risks across UCITS, NURS, 40 Act,
Canadian Mutual Fund rules and Prospectus Rules

With regulations becoming more stringent and client mandates more complex, investment managers require greater safeguards against compliance breaches. FundWare incorporates these requirements through intuitive rule-building tools, advance breach management and the compliance workflows into a single, robust system that offers UCITS compliance solution as well as other regulatory compliance solutions. It delivers real-time, comprehensive, post-trade monitoring of investment restrictions including regulatory restrictions, manager and fund specific mandates with detailed audit trail and reporting.